{"id":3163,"date":"2019-09-01T22:23:38","date_gmt":"2019-09-01T16:53:38","guid":{"rendered":"https:\/\/patentattorneyworldwide.com\/in\/?page_id=3163"},"modified":"2026-02-10T13:17:21","modified_gmt":"2026-02-10T07:47:21","slug":"step-5-examination-of-application","status":"publish","type":"page","link":"https:\/\/patentattorneyworldwide.com\/in\/step-5-examination-of-application\/","title":{"rendered":"step 5 : Examination of application"},"content":{"rendered":"\n<h1 class=\"wp-block-heading has-text-align-center has-base-2-background-color has-background\">Step 5 : Examination of application<\/h1>\n\n\n\n<p><strong>The examination of a patent application<\/strong> is the process in which a patent office reviews the application to assess its compliance with patentability criteria which includes evaluating the invention&#8217;s novelty, inventive step, industrial applicability, and sufficiency of disclosure. The results of the examination are communicated in the examination report.<\/p>\n\n\n<div class=\"wp-block-image is-resized\">\n<figure class=\"aligncenter size-full\"><img loading=\"lazy\" decoding=\"async\" width=\"448\" height=\"298\" src=\"https:\/\/patentattorneyworldwide.com\/in\/wp-content\/uploads\/2022\/09\/examination-of-patent-application.jpg\" alt=\"examination of patent application \" class=\"wp-image-7225\" style=\"width:368px;height:auto\" srcset=\"https:\/\/patentattorneyworldwide.com\/in\/wp-content\/uploads\/2022\/09\/examination-of-patent-application.jpg 448w, https:\/\/patentattorneyworldwide.com\/in\/wp-content\/uploads\/2022\/09\/examination-of-patent-application-300x200.jpg 300w\" sizes=\"auto, (max-width: 448px) 100vw, 448px\" \/><\/figure>\n<\/div>\n\n\n<h3 class=\"wp-block-heading\"><strong>Criteria for Examination<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>Novelty:<\/strong> The invention must be new, meaning it should not be part of the existing knowledge in its technical field.<\/li>\n\n\n\n<li><strong>Inventive Step (Non-obviousness):<\/strong> The invention must involve an inventive step that is not obvious to a person skilled in the art.<\/li>\n\n\n\n<li><strong>Industrial Applicability:<\/strong> The invention must be capable of industrial application.<\/li>\n\n\n\n<li><strong>Legal and Formal Requirements:<\/strong> The application must comply with the legal and procedural requirements, including adequate and clear description, claims, and drawings.<\/li>\n<\/ul>\n\n\n\n<h2 class=\"wp-block-heading has-text-align-center\"><strong>What happens in the Examination of a patent application <\/strong><\/h2>\n\n\n\n<h3 class=\"wp-block-heading\"><strong>Search for Prior Art<\/strong><\/h3>\n\n\n\n<p><strong>Prior Art Search:<\/strong> A patent examiner or a search authority appointed by the patent office performs a <a href=\"https:\/\/patentattorneyworldwide.com\/in\/patentability-search-or-novelty-search\/\">search for prior art<\/a>. The prior art includes existing patents, scientific literature, and other publicly available information that may be relevant to the claimed invention. The search aims to identify prior inventions or technologies that may affect the patentability of the claimed invention.<\/p>\n\n\n\n<p><strong>Formality Examination:<\/strong> The patent office conducts a formality examination to ensure that the application meets the required formal requirements. This includes verifying that all necessary documents and information have been provided and that the application is filed within the prescribed time limits.<\/p>\n\n\n\n<p><strong>Substantive Examination:<\/strong> The examiner evaluates the patent application&#8217;s compliance with patentability criteria, such as <a href=\"https:\/\/patentattorneyworldwide.com\/in\/what-is-patent-and-invention-what-we-can-learn-form-its-definition\/\">novelty, inventive step (non-obviousness), and industrial applicability<\/a>. The examiner reviews the claims in detail, compares them with the prior art found during the search, and assesses whether the invention meets the necessary requirements for patent protection.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><strong>Drafting of Examination Report<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Based on the findings, the examiner prepares the FER. This report may raise objections if the examiner finds that the application does not meet the patentability criteria.<\/li>\n\n\n\n<li>The objections can be related to the technical aspects of the invention, non-compliance with procedural requirements, or both.<\/li>\n<\/ul>\n\n\n\n<p><strong>Examination Report:<\/strong> If the examiner identifies issues with the patentability of the invention, <a href=\"https:\/\/patentattorneyworldwide.com\/in\/step-6-response-to-objections-or-first-examination-report\/\">an Examination report (Office Action) is issued<\/a>. This report outlines any objections, prior art references, or deficiencies identified during the examination. The applicant is given an opportunity to respond to these objections and provide counterarguments or amendments to address the issues raised. <\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><strong>Communication of FER to the Applicant<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li>The FER is communicated to the applicant or their patent agent. The applicant is given a period of 6 months (extendable for a further 3 months upon request) to respond to the objections raised in the FER.<\/li>\n<\/ul>\n\n\n<figure class=\"wp-block-embed-youtube wp-block-embed is-type-video is-provider-youtube wp-embed-aspect-16-9 wp-has-aspect-ratio\"><div class=\"lyte-wrapper\" style=\"width:640px;max-width:100%;margin:5px auto;\"><div class=\"lyMe\" id=\"WYL_Rjlq8PbWc6I\"><div id=\"lyte_Rjlq8PbWc6I\" data-src=\"\/\/i.ytimg.com\/vi\/Rjlq8PbWc6I\/hqdefault.jpg\" class=\"pL\"><div class=\"tC\"><div class=\"tT\"><\/div><\/div><div class=\"play\"><\/div><div class=\"ctrl\"><div class=\"Lctrl\"><\/div><div class=\"Rctrl\"><\/div><\/div><\/div><noscript><a href=\"https:\/\/youtu.be\/Rjlq8PbWc6I\" rel=\"nofollow\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/i.ytimg.com\/vi\/Rjlq8PbWc6I\/0.jpg\" alt=\"YouTube video thumbnail\" width=\"640\" height=\"340\" \/><br \/>Watch this video on YouTube<\/a><\/noscript><\/div><\/div><div class=\"lL\" style=\"max-width:100%;width:640px;margin:5px auto;\"><\/div><figcaption><\/figcaption><\/figure>\n\n\n<h3 class=\"wp-block-heading\"><strong>Response to Objections<\/strong><\/h3>\n\n\n\n<p><strong>Amendments and Arguments:<\/strong> The applicant can amend the claims, description, or drawings of the patent application based on the examiner&#8217;s objections or rejections. The applicant may also provide arguments, evidence, or expert opinions to address the examiner&#8217;s concerns and demonstrate the patentability of the invention. This process may involve multiple rounds of Office Actions and responses.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>The applicant must respond to the objections by making necessary amendments to the application, providing arguments, or clarifications to overcome the objections.<\/li>\n\n\n\n<li>The response can include technical arguments, amendments to the claims, or both.<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\">Conclusion<\/h3>\n\n\n\n<p>The examination phase is pivotal in the Indian patent process. It ensures that only inventions that fulfill the criteria of novelty, inventive step, and industrial applicability are granted patents. The rigorous nature of this process underscores the balance between encouraging innovation and maintaining the integrity of the patent system in India.<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table><tbody><tr><td>&nbsp;<\/td><td>&nbsp;<\/td><td class=\"has-text-align-center\" data-align=\"center\">Responsibilities<\/td><\/tr><tr><td>Inventor<\/td><td><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/patentattorneyworldwide.com\/in\/wp-content\/uploads\/2018\/07\/man-1351761_12802-150x150.png\" alt=\"inventor in india\" width=\"150\" height=\"150\"><\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8212;<\/td><\/tr><tr><td>Patent agent or attorney<\/td><td><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/patentattorneyworldwide.com\/in\/wp-content\/uploads\/2018\/07\/woman-1353825_1280-150x150.png\" alt=\"Patent agent or attorney in india\" width=\"150\" height=\"150\"><\/td><td class=\"has-text-align-center\" data-align=\"center\">&#8212;<\/td><\/tr><tr><td>Patent office<\/td><td><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/patentattorneyworldwide.com\/in\/wp-content\/uploads\/2018\/07\/administrative-building-150x150.png\" alt=\"patent office\" width=\"150\" height=\"150\"><\/td><td class=\"has-text-align-center\" data-align=\"center\">examiner check patent application for patentability and other criteria and generates First examination report<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"has-text-align-right\"><a href=\"https:\/\/patentattorneyworldwide.com\/in\/step-6-response-to-objections-or-first-examination-report\/\">step 6 : Response to objections or First Examination Report<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Step 5 : Examination of application The examination of a patent application is the process in which a patent office reviews the application to assess its compliance with patentability criteria which includes evaluating the invention&#8217;s novelty, inventive step, industrial applicability, and sufficiency of disclosure. The results of the examination are communicated in the examination report. &#8230; <a title=\"step 5 : Examination of application\" class=\"read-more\" href=\"https:\/\/patentattorneyworldwide.com\/in\/step-5-examination-of-application\/\" aria-label=\"Read more about step 5 : Examination of application\">Read more<\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":45,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-3163","page","type-page","status-publish"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>step 5 : Examination of application -<\/title>\n<meta name=\"description\" content=\"Examination of application : the patent application is examined for patentability requirements along with other requirements by examiners\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, 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