Step 7: Office action- Response to objections

Step 7: Office action- Response to objections

A response to objections in an office action is a formal reply submitted by the applicant to address the objections raised by the patent office during the examination process. It typically includes arguments, amendments, and supporting evidence to overcome objections and persuade the examiner to grant the patent.

After the examination of a patent application, the patent examiner may issue an office action containing objections to the claims or other aspects of the application. Objections are raised when the examiner believes that the claims do not meet the requirements of patentability or when there are formalities or procedural issues with the application.

The objections typically point out deficiencies or inconsistencies in the claims, prior art references, or the description of the invention.

You may respond to objections raised in office action in the following ways:

  • Arguments for objections, explanations, or clarifications,
  • Doing required amendments,
  • Or try to convince the examiner with additional proof and information

Based on the type of objection and its validity:

You may propose amendments to the claims to overcome the objections. In general, the claims are amended to reduce the scope by adding some limitations or clarifying the language to make them compliant with the patentability requirements.

In other instances, you may need to do formalities or procedural corrections to overcome the objections. And some times you may need to provide additional information like experimental data, a working model to demonstrate the functionality of the invention or an expert opinion.

Based on the response to objections received by the patent examiner, the examiner may:

  • withdraw the objections, and proceed to grant or
  • request further amendments or clarifications, or
  • issue a final rejection

The majority of patent applicants (inventors) will receive some type of objection based on the examination report. The objections raised on your patent application would be communicated with you, by official letter from the USPTO, known as an Office Action. You would get the opportunity to make amendments or contest the objections raised within a given time.

The best thing to do is analyze the examination report with the patent agent/attorney and create a response to the objections raised in the examination report.

Office action refers to the written document issued by the UPSTO to highlight the examiner’s review of a patent application. in general, the information in office action communicates the acceptance or rejection of claims and residing reasons, prior arts, or any other specific reasons for its rejection.

Writing a response to an Office action is a chance for invetor (with the help of a patent agent/attorney) to argue about the patentability of the application and comparative analysis (differentiation) of cited prior arts or sometimes comply with objections received by amending the patent application and making required changes so that the patent application would be granted.

There is a specific time within which you will have to respond to the objections, if you failed to do so the patent application will be abandoned. If your application is twice rejected, you may appeal the examiner’s decision to the Patent Trial and Appeal Board (PTAB)

The inventor and patent professional create a response to the objections that tries to prove that his invention is indeed patentable and satisfies all patentability criteria. Or optionally accepts the objections and amends the patent application as pointed out in the examination report.

If USPTO is satisfied with the response to the objections or the amended patent application. Upon finding the patent application in order of grant,  The patent is granted to you (inventor) /  applicant as early as possible !!!

Office action Responsibilities
Inventorhelp the patent agent/attorney in technical matters of the invention (If required) with drafting response for objections.
Patent agent or attorneydraft the response to objections raised with the help of the inventor. Or amend the patent application accordingly. Request for hearing if desired.
Patent officereceive response of objections and decide whether a hearing is needed and whether to grant patent or not

Professional Fees:

The patent agent /attorney may charge professional fees to respond to objections based on the complexity of the objections and the number of objections received.

The patent attorney fee is $800 to $1000 for response to office action depending upon complexity, subject matter, and the number of objections.

Next article : Step 8: Grant of patent / Notice of Allowance 

Prasad Karhad
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